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INSIDER TRADING IN DEVELOPING JURISDICTIONS ACHIEVING AN EFFECTIVE REGULATORY REGIME【2025|PDF|Epub|mobi|kindle电子书版本百度云盘下载】

INSIDER TRADING IN DEVELOPING JURISDICTIONS ACHIEVING AN EFFECTIVE REGULATORY REGIME
  • WUNMI BEWAJI 著
  • 出版社： ROUTLEDGE
  • ISBN：
  • 出版时间：2012
  • 标注页数：308页
  • 文件大小：15MB
  • 文件页数：331页
  • 主题词：

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图书目录

1 Introduction1

1.1 Aims6

1.2 Methodology7

1.3 Outline of the book8

2 Insider dealing: the crime of information10

2.1 Introduction10

2.2 Historical background11

2.3 Theoretical basis of insider's liability15

2.3.1 Legal theories15

2.3.2 Efficiency theories: the hobble, bubble and tumble22

2.4 The regulation debate33

2.4.1 Arguments against regulation33

2.4.2 Arguments in favour of regulation38

2.5 Conclusion43

3 Fighting a common enemy: Anglo-American and Japanese attitudes on insider dealing45

3.1 Introduction45

3.2 Comparative analysis of regulatory regimes46

3.2.1 Regulatory mode46

3.2.2 Prohibited information49

3.2.3 The insider54

3.2.4 Prohibited conduct60

3.2.5 Affected securities63

3.2.6 Intention66

3.2.7 Regulatory authorities69

3.2.8 Remedies72

3.3 Has it worked?80

3.4 Conclusion87

4 Flags of confusion: the limitations and frustrations of imitation88

4.1 Introduction88

4.2 Background88

4.3 The prohibition92

4.3.1 Who is an insider?94

4.3.2 What is inside information?109

4.3.3 What an insider is prohibited from doing116

4.3.4 What are the affected securities?121

4.3.5 Knowledge122

4.3.6 The exemptions124

4.3.1 Penalties129

4.4 Enforcement132

4.5 Conclusion141

5 A critical expedition into the Kingdom of Nigeria's insider dealers142

5.1 Introduction and background142

5.1.1 Reason for the study142

5.1.2 Methodology143

5.1.3 Ethics144

5.1.4 The subjects144

5.1.5 Anonymization145

5.1.6 Empirical evidence146

5.2 Introduction to insider dealing in Nigeria148

5.2.1 Understanding by relevant parties148

5.2.2 Patterns of misunderstanding152

5.2.3 Reasons for lack of understanding158

5.2.4 Effects of lack of understanding159

5.3 Profile of the Nigerian insider dealer160

5.3.1 Does it exist?160

5.3.2 The Nigerian insiders162

5.4 The antics and tactics of the Nigerian insider dealer185

5.4.1 Types of insider dealing in Nigeria186

5.4.2 Effects of insiders'activities202

5.5 Conclusion205

6 Fixing the leaking roof of Nigeria's insider dealing regulation207

6.1 Introduction207

6.2 Insiders' pre-emption208

6.2.1 Restrictions on insiders' holding208

6.2.2 Short-swing and freeze rule214

6.3 Private right of action217

6.3.1 Action by the company218

6.3.2 Corporate derivative action222

6.3.3 Personal action228

6.3.4 Representative action230

6.4 Civil remedies233

6.4.1 Fiduciary duties233

6.4.2 Breach of confidence243

6.4.3 Misrepresentation248

6.4.4 Breach of statutory duty258

6.5 Other factors261

6.5.1 Administrative procedure261

6.5.2 Disclosure262

6.5.3 Investigations262

6.5.4 Investment frauds insurance263

6.6 Conclusion263

7 Conclusion265

7.1 The future of regulation268

Bibliography274

Appendix: pertinent sections of the Investments and Securities Act 2001 (ISA)293

Index299

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